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Enacted in 2010 in response to the 2007-08 financial crisis, the Dodd-Frank act introduced a raft of legislation, in fact ‘more than three times as many new restrictions as any other law passed since…
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MiFID I Introduced in 2007 MiFID (Markets in Financial Instruments Directive) brought sweeping changes to the way in which financial transactions and the communications surrounding each transaction had to be kept. Intended to protect…
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